Initial consultation is free.
$200/hour after the initial consultation.
Full Financial Plan
$250 for a basic plan, $200/hour for more complex cases.
The planning fee is reduced to $100 if the client hires us to manage up to $50,000, and is waived if the money equals or exceeds that amount, or if they purchase a commissionable product such as Life Insurance, Long Term Care Insurance, or a Variable Annuity.
Registered Investment Advisor Discretionary Portfolio Management 1
No Transaction Fee accounts (direct assets) 2, 3
|Equities/Mutual Funds||Asset Based Trading Fee|
|At or above:||$250,000.00||1.00%||0.30%|
Fee schedule (accounts with direct assets) 2, 4
|Equities/Mutual Funds||Bond Portfolio|
|At or above:||$750,000.00||0.70%||0.50%|
Fee schedule (accounts exclusively in open ended mutual funds) 2, 4
|Equities/Mutual Funds||Bond Mutual Funds|
|At or above:||$1,000,000.00||0.50%||0.50%|
- Any client's assets which are under the control of our RIA (Registered Investment Advisor) and on either the TD Ameritrade platform or the Interactive Brokers platform will never be charged a commission either on the purchase or the sale. There may be a nominal transaction fee charged by the custodian for trades done on their platform.
- Discounts may be offered for grouping of accounts on a referral or related family basis, for those who have been long term loyal clients, or for those who are charitably inclined.
- TD Ameritrade charges and collects the Asset Based Fee.
- TD Ameritrade collects an $8.00 fee on all stock or Exchange Traded Fund transactions in accounts other than those designated as Asset Based Fee accounts.